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Seafood HACCP Compendium

Sources of Information on Preparing HACCP Forms*

*An updated version of resources featured in Chapter 13 of the HACCP: Hazard Analysis and Critical Control Point Training Curriculum, 4th Edition, 2001. Developed by the National Seafood HACCP Alliance for Training and Education   


Government Inspectors
U.S. Food and Drug Administration District Offices  (ORA Field Directory)
http://www.fda.gov/ICECI/Inspections/IOM/ucm124008.htm
U.S. Department of Commerce, Seafood Inspection Program Offices
http://www.seafood.nmfs.noaa.gov/Regional_Offices.html

Trade Associations
http://seafood.ucdavis.edu/organize/org-ass.htm

Sea Grant/Cooperative Extension
Sea Grant
http://seafood.ucdavis.edu/organize/org-sg.htm
Cooperative Extension
http://www.csrees.usda.gov/qlinks/partners/state_partners.html


PUBLICATIONS

US FDA Fish and Fishery Products Hazards and Controls Guide
http://www.fda.gov/Food/GuidanceComplianceRegulatoryInformation/GuidanceDocuments/Seafood/FishandFisheriesProductsHazardsandControlsGuide/default.htm

FDA Bad Bug Book:  Foodborne Pathogenic Microorganisms and Natural Toxins Handbook http://www.fda.gov/Food/FoodSafety/FoodborneIllness/FoodborneIllnessFoodbornePathogensNaturalToxins/BadBugBook/default.htm

FDA Compliance Policy Guides (CPGs) and Import Alert
Compliance Policy Guidance Manual
http://www.fda.gov/ICECI/ComplianceManuals/CompliancePolicyGuidanceManual/default.htm
FDA’s Import Program
http://www.fda.gov/ForIndustry/ImportProgram/default.htm

FDA National Shellfish Sanitation Program (NSSP) Guide 
http://www.issc.org/NSSP/Default.aspx

U.S. Department of Agriculture (USDA) HACCP and Pathogen Reduction
http://www.fsis.usda.gov/Science/hazard_analysis_&_pathogen_reduction/index.asp

National Marine Fisheries Service
NMFS HACCP Manual
http://seafood.nmfs.noaa.gov/manual.html
Publications provided by the NOAA Seafood Inspection Program
http://www.seafood.nmfs.noaa.gov/Publications.htm

National Advisory Committee on Microbiological Criteria for Foods (NACMCF)
http://www.fsis.usda.gov/About_FSIS/NACMCF/index.asp

National Academies Press
Seafood Choices: Balancing Benefits and Risks (2007)

http://www.nap.edu/catalog.php?record_id=11762
Seafood Safety  (1991)
http://www.nap.edu/books/0309043875/html/index.html

Centers for Disease Control and Prevention (CDC)
http://www.cdc.gov/
Morbidity and Mortality Weekly Report
http://www.cdc.gov/mmwr/

Codex Alimentarius (CODEX)
http://www.codexalimentarius.net/index_en.stm
Codex Alimentarius, Code of Practice for Fish and Fishery Products, First Edition (2009) http://www.fao.org/docrep/011/a1553e/a1553e00.htm
Current Official Standards
http://www.codexalimentarius.net/standard_list.asp

Canadian Food Inspection Agency 
Food Safety Enhancement Program
http://www.inspection.gc.ca/english/fssa/polstrat/haccp/haccpe.shtml

FoodSafetyMagazine
http://foodsafetymagazine.com

National Sea Grant Library
Digital HACCP Library

http://nsgd.gso.uri.edu/haccp.html


COMPUTER-ACCESSIBLE INFORMATION SOURCES

FDA's Home Page
http://www.fda.gov/
FDA's Evaluation of the Seafood HACCP Program for Fiscal Years 2004/2005 http://www.fda.gov/Food/FoodSafety/Product-SpecificInformation/Seafood/SeafoodHACCP/ucm111059.htm 
HACCP Regulation for Fish and Fishery Products Questions and Answers for guidance to Facilitate the Implementation of a HACCP System in Seafood Processing
http://vm.cfsan.fda.gov/~dms/qa2haccp.html
Regulatory Fish Encyclopedia
http://www.fda.gov/Food/FoodSafety/Product-SpecificInformation/Seafood/RegulatoryFishEncyclopediaRFE/default.htm
Seafood HACCP
http://www.fda.gov/Food/FoodSafety/HazardAnalysisCriticalControlPointsHACCP/SeafoodHACCP/default.htm
Seafood Information and Resources
http://www.fda.gov/Food/FoodSafety/Product-SpecificInformation/Seafood/default.htm

AquaNIC – Aquaculture Network Information Center
http://aquanic.org/

USDA, Food Safety Information Center
Education and Training Materials Database
http://foodsafety.nal.usda.gov/fsic/fseddb/fseddbsearch.php
Seafood HACCP
http://foodsafety.nal.usda.gov/nal_display/index.php?info_center=16&tax_level=2&tax_subject=177&level3_id=0&level4_id=0&level5_id=0&topic_id=1148&&placement_default=0

Seafood Discussion Group (Mailing List)
http://seafood.ucdavis.edu/listserv/listinfo.htm

SeafoodNIC – Seafood Network Information Center
http://seafood.ucdavis.edu/

Compendium of Fish and Fishery Product Processing Methods, Hazards and Controls
http://seafood.ucdavis.edu/haccp/compendium/compend.htm

 

SELECTED ADDITIONAL REFERENCES

FDA/DHHS. 1994. “Proposal to Establish Procedures for the Safe Processing and Importing of Fish and Fishery Products,” Government Printing Office, Washington, DC 20402 (202/512-2357), Jan. 28, 1994. Federal Register, pages 4142-4214.  

Federal Register 60 FR 65095 December 18, 1995.  Procedures for the Safe and Sanitary Processing and Importing of Fish and Fishery Products; Final Rule. 21 CFR 123 and 1240. Part I, Preamble, pp. 65095-65152

Federal Register 60 FR 65095 December 18, 1995.  Procedures for the Safe and Sanitary Processing and Importing of Fish and Fishery Products; Final Rule. 21 CFR 123 and 1240. Part II, Preamble, pp. 65152-65197

Federal Register 60 FR 65095 December 18, 1995.  Procedures for the Safe and Sanitary Processing and Importing of Fish and Fishery Products; Final Rule. 21 CFR 123 and 1240. Part III, Regulation, pp. 65197-65202

http://www.fda.gov/Food/FoodSafety/Product-SpecificInformation/Seafood/SeafoodHACCP/ucm111304.htm

Lee, J.S. and K.S. Hilderbrand Jr., 1992. “Hazard Analysis and Critical Control Point Applications to the Seafood Industry,” ORESU-H-92-001, Oregon Sea Grant, Oregon State University, Corvallis, OR. http://nsgd.gso.uri.edu/oresu/oresuh92001.pdf (Requires Adobe Acrobat Reader)

Microbiology and Food Safety Committee, National Food Processors Association (NFPA). 1989. "Guidelines for the Development of Refrigerated Foods," NFPA Bulletin 42-L, 1989. 

“Out of Print” and scheduled to be updated.  A limited number is available upon special request to the Food Products Association (Phone: 1-800-355-0983).

NACMCF. 1992  Hazard Analysis and Critical Control Point Principles and Application Guidelines.  Adopted August 14, 1997. National Advisory Committee on Microbiological Criteria for Foods.  http://vm.cfsan.fda.gov/~comm/nacmcfp.html

Subcommittee on Microbiological Criteria.  Committee on Food Protection, Food and Nutrition Board, National Research Council, NAS. 1985.  "An Evaluation of the Role of Microbiological Criteria for Foods and Food Ingredients," National Academy Press. http://books.nap.edu/books/0309034973/html/index.html

 

Table 1.  How the Hazards Guide Steps Correspond to the Hazard Analysis Worksheet

Refer to Chapters 2, (Conducting a Hazard Analysis and Developing a HACCP Plan), 3, 4-21 and Appendices 3-6 of the FDA Hazards Guide to identify the corresponding step sand instructions for completing the hazard analysis worksheet.  You may choose other equivalent peer reviewed publications or control strategies that are different from the Hazards Guide provided that they assume an equivalent degree of safety of the product.

 

Firm Name:        Chapter 2, Step 1

 

Firm Address:     Chapter 2, Step 1

 

Product Description:                             Chapter 2, Step 2

 

Method of Storage and Distribution:    Chapter 2, Step 3

 

Intended Use and Consumer:                Chapter 2, Step 4

(1)

(2)

(3)

(4)

(5)

(6)

Ingredient/processing step

Identify potential hazards introduced, controlled or enhanced at this step (1)

Are any potential food-safety hazards significant? (Yes/No)

Justify your decisions for column 3.

What preventative measures can be applied to prevent the significant hazards?

Is this step a critical control point? (Yes/No)

 Chapter 2, Step 6.

 

Biological  

Chemical     

Physical       

Chapter 2, Steps 7 and 8, and Chapter 3: Tables #3-1, 2, 3. 

 

Chapter 2, Step 9 and Chapters 4-21: Steps 10 and 11.

Chapters 4-21: Steps 10 and 11.

Chapters 4-21: Steps 10 and 11.

 

Chapters 4-21: Step 12.

 

 

 

Biological

Chemical

Physical
 

 

 

 

 

 

Biological

Chemical

Physical
 

 

 

 

 

             

 

Table 2.  How the Hazards Guide Steps Correspond to the HACCP Plan Form

Refer to Chapters 2, (Conducting a Hazard Analysis and Developing a HACCP Plan), 3, 4-21 and Appendices 3-6 of the FDA Hazards Guide to identify the corresponding steps and instructions for completing the HACCP plan form.

Firm Name:          Chapter 2, Step 1

Firm Address:      Chapter 2, Step 1

 

Product Description:       Chapter 2, Step 2

Method of  Storage and Distribution:  Chapter 2, Step 3

Intended Use and Consumer:   Chapter 2, Step 4

(1)

Critical Control Point

(2)

Significant Hazards

 

(3)

Critical Limits for each Preventive Measure

 

Monitoring

(8)

Corrective Actions

(9)

Verification

(10)

Records

 

 

 

(4)

(5)

(6)

(7)

 

 

 

 

 

 

What

How

Frequency

Who

 

 

 


Chapter 2: Step 13.


Chapter 2: Step 13.


Chapters 4-21: Step 14.

 

Text Box: Chapters 4-21: Step 15.

 

 

 

 

 

 

 

 

 

 


Chapters 4-21: Step 16.


Chapters 4-21: Step 18.


Chapters 4-21: Step 17.

Signature of Company Official:            Chapter 2, Step 18

Date:           Chapter 2, Step 18

                     
NOTE:  If you are having trouble reading the text box for monitoring, switch to Windows Internet Explorer.

Compiled by Pamela D. Tom (Seafood Extension Program Manager), Food Science & Technology, University of California, Davis, CA 95616-8598 
UCSGEP 09-1W; September
2009 Affirmative Action Statement

This work is sponsored in part by NOAA, National Sea Grant College Program, Department of Commerce, under grant number NA06RG0142, project number A/EA-1, through the California Sea Grant College Program, and in part by the California State Resources Agency. The views expressed herein do not necessarily reflect the views of any of those organizations.
 

Sea Grant

Updated:d: 09/26/09

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Pamela D. Tom, SeafoodNIC Director
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Sea Grant Extension Program
Food Science & Technology Department
University of California
One Shields Avenue
Davis, CA 95616  USA

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